Posted in Legal 30+ days ago.
Type: Full-Time
Location: St. Louis, Missouri
At Edward Jones, we help clients achieve their serious, long-term financial goals by understanding their needs and implementing tailored solutions. To ensure a personal client experience, we have located our 15,000+ branch offices where our more than 7 million clients live and work.
In a typical branch office, a financial advisor meets with clients and receives branch office support, so they can focus on building deep relationships with clients. Headquarters associates in St. Louis, Tempe and Mississauga provide support and expertise to help U.S. and Canada branch teams deliver an ideal client experience. We continue to grow to meet the needs of long-term individual investors.
The Compliance Oversight department is seeking a highly qualified Compliance professional to fill the role of Risk Manager.
The Risk Manager is responsible for compliance supervisory control system functions, which is a second-line risk function that ensures compliance with laws and regulations and mitigates adverse regulatory impact to the firm. The Risk Manager works in partnership with associates and leaders throughout the organization. Key responsibilities include performing control testing and monitoring and reporting on supervisory controls testing results to key stakeholders.
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