Audit Manager - Treasury & Finance
In this position, you will be primarily responsible for auditing Treasury and Finance activities, including Liquidity, Capital, Stress Testing, Funding, Interest Rate Risk and Regulatory/ Financial Reporting as well as reviewing lending lifecycle within the commercial real estate (CRE), Commercial/Industrial (C&I) and venture capital funding. Responsibilities include management of audit execution in related areas and involvement in risk assessment and development of audit plan.
Primary responsibilities include:
- Manage the audit process from start to finish autonomously, including planning and audit execution according to a risk-based approach, recommending internal control improvements (including operational enhancements or efficiencies) and preparing audit reports. Effectively manage audit budget and deadlines. Provide updates to management on progress.
- Develop expertise of the Bank's operations, establish effective business relationships within the Bank and assist management in the understanding and adaptation of internal control principles.
- Conduct continuous monitoring of business initiatives/ processes to identify areas of increasing and emerging risks within designated focus areas; escalate risk issues as appropriate, follow-up on solutions and propose specific coverage. Analyze and assess related risks assumed by the various businesses and develop a forward looking view across the Bank.
- Present clearly formulated observations in a timely and professional manner to management both orally and in writing.
- Partner with audit clients to identify constructive, practical, innovative and value-added solutions to issues identified.
- Participate in the quarterly issue verification process, comprising the follow up for the satisfactory completion of outstanding issues raised by regulators and/ or audits where required.
- Guiding and directing the audit staff in all audit phases (planning, fieldwork and reporting) to facilitate the identification and reporting of critical business risks.
- Responsible for developing the audit staff by performing effective work paper review, preparing constructive interim and annual performance evaluations and providing training opportunities.
- Manages staff including time and attendance and employee relations. Responsible for employee retention
- May participate in various key management committees, acting in an advisory capacity.
- Identify opportunities for, and participate in approved special projects, investigations or other significant business issues.
- Liaise with regulatory authorities for Treasury/Finance and Lending related topics, as required.
Qualifications:
- Bachelor's degree in Accounting, Finance, or related field required.
- Minimum of 7+ years internal audit experience. At least 2 years in an audit management capacity and/or risk management experience within a Bank or the Financial Services industry.
- A minimum 3 years' experience concentrated in Treasury, Finance, Lending related or Credit Risk Management function preferred.
- Strong analytical skills and a willingness to keep up with industry, regulatory developments and learn new concepts and methods.
- Excellent written and verbal communication and experience of effectively interacting with senior stakeholders.
- Strong leadership skills and ability to direct, coach, motivate and supervise staff.
- High ethical standards with demonstrated integrity, tact, and diplomacy.
- Organized with ability to manage complexity, multi-task and meet operational deadlines
- CPA, CIA or other related professional certification a plus. Financial Risk Manager (FRM) or other risk management related certifications preferred but not required.
Employee Benefits:
- CompetitiveBONUS program
- Excellent health benefits with award winning wellness program
- Tuition and gym reimbursement
- 401K with company match
- Pet Insurance
Join a winning team!Signature Bank has appeared on Forbes'Best Banks in America list for the ninth consecutive year in 2019.
Signature Bank, member FDIC, is a New York-based full-service commercial bank with private client offices throughout the New York metropolitan area. In 2018, the Bank expanded its footprint on the West Coast with the opening of its first full-service private client banking office in San Francisco. The Bank's growing network of private client banking teams serves the needs of privately owned businesses, their owners and senior managers. Signature Bank offers a wide variety of business and personal banking products and services.
View available Careers with Signature atwww.signatureny.com/careers
We are an Equal Opportunity Employer.
We donotsponsor work visas.
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