GFCC Investigator
At Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people who enjoy collaborating with others to find new solutions to complex business challenges. We are looking for the type of person who speaks their mind, truly listens and steps outside their role to add value wherever they can. Someone who is driven to get things done and views obstacles as an exciting challenge that demands a creative solution. Above all, we seek someone who takes great pride in their work and is inspired and motivated by their role in protecting and enhancing our client's financial well-being.
If you are looking for an entrepreneurial environment where you can learn and thrive, Brown Brothers Harriman is the right place for you

Join us as an GFCC Investigator
Brown Brothers Harriman is currently recruiting GFCC Investigator. This person will be responsible for ensuring that AML Compliance's activities follow the necessary rules and regulations by providing compliance support and expertise within established guidelines. The Investigations Analyst is responsible for identifying and resolving problems in a timely fashion taking into account internal guidelines and outside regulatory requirements. Specific responsibilities include resolving complex investigations, completing all processes in connection with suspicious activity reporting (SAR), updating policies and procedures when necesaary and executing special projects (such as expected activity validation) related to BBH's surveillance and monitoring program. The Investigator will be responsible for drafting investigative reports with recommendations for appropriate disposition, which are supported by factual evidence and analysis, to Manager.
Some of your key responsibilities include:
- Conducts investigations and completes all processes related to the filing of SARs
- Liaises with LOBs directly in connection with AML issues
- Guides more junior team members and consultants
- Plays a lead role in various special projects/strategic planning for the group
- Proactively updates and ensures accuracy of all tracking logs for metrics reporting
- Proactively recommends and implements updates to existing written policies and procedures and drafts new policies and procedures as necessary, in consultation with Manager
- Independently identifies and resolves problems following established guidelines, accounting for internal guidelines as well as outside regulatory requirements
- Advises LOB and establishes procedures for AML related activities

Qualifications:
- BA/BS Degree. Finance, Economics or Business degrees preferred.
- 5+ years AML compliance experience preferred
- Strong written and oral communication skills
- Strong organizational and analytical skills
- Capable of executing a range of complex tasks
- Ability to multi-task and strong attention to detail
- Strong knowledge of Actimize or similar trade surveillance monitoring system
- Proficiency with Excel, Word, PP
- Working knowledge of securities markets

What We Offer:
- A collaborative environment that enables you to step outside your role to add value wherever you can
- Direct access to clients, information and experts across all business areas around the world
- Opportunities to grow your expertise, take on new challenges, and reinvent yourselfwithout leaving the firm
- A culture of inclusion that values each employee's unique perspective
- High-quality benefits program emphasizing good health, financial security, and peace of mind
- Rewarding work with the flexibility to enjoy personal and family experiences at every career stage
- Volunteer opportunities to give back to your community and help transform the lives of others
#LIPOST

We are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, age, genetic information, creed, marital status, sexual orientation, gender identity, disability status, protected veteran status, or any other protected status under federal, state or local law.
Full time

New York.