Posted in Other 30+ days ago.
Location: Newport Beach, California
Ref #: 31332
Functional Area: Compliance
Employee Type: Full Time
Location: Newport Beach
Date published: 13-Sep-2021
We are PIMCO, a leading global asset management firm. We manage investments and develop solutions across the full spectrum of asset classes, strategies and vehicles: fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity. PIMCO is one of the largest investment managers, actively managing more than $2.21 trillion in assets for clients around the world. PIMCO has over 3,025 employees in 20 offices globally. PIMCO is recognized as an innovator, industry thought leader and trusted advisor to our clients.
PIMCO is one of the world's premier fixed income investment managers with thousands of professionals around the world united in a single purpose: creating opportunities for our clients in every environment. Since 1971, we have brought innovation and expertise to our partnership with the institutions, financial advisors and millions of individual investors who entrust us with their assets. We aspire to cultivate performance and leadership through empowering our people, diversity of thought, and a commitment to an inclusive culture that engages in our global communities.
PIMCO is a preeminent leader across fixed income strategies, including registered 40 Act funds, and is expanding its capabilities across a broad range of opportunistic and alternative strategies in the private fund space. The individual will support the investment adviser compliance program, including private fund servicing. This position will be based in our corporate headquarters in Newport Beach, CA.
The individual will be responsible for supporting the investment adviser compliance program in the following areas, among others: assisting with the drafting of policies and procedures as well as other compliance-related documents, communications, and reporting; handling investment-related issues; conflicts of interest oversight; governance matters as they relate to regulatory compliance; and training and education.
This position requires a professional with diplomatic and analytical skills who can flourish in a challenging, fast-paced, and professional environment with frequent shifts in priorities as business needs dictate. Strong writing skills are required.
Key responsibilities include, but are not limited to:
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