J.P. Morgan Wealth Management, with client assets of $2.4 trillion, is a global leader in investment and wealth management. Its clients include institutions, high-net-worth individuals and retail investors in every major market throughout the world. The division offers investment management across all major asset classes including equities, fixed income, alternatives, multi-asset and money market funds. For individual investors, the business also provides retirement products and services, brokerage and banking services including trusts and estates, loans, mortgages and deposits.
Our Business
Wealth Management Operations supports the JPMorgan Private Bank and Chase Wealth Management.
The Private Bank is the world's premier service provider for ultra and high net worth individuals. Our goal is to help these affluent individuals across the globe optimize their wealth, after taxes and across generations. Wealth Management Operations provides end-to-end support for all aspects of the client experience, working closely with client service, fiduciary, product specialty groups, third party vendors and other internal groups.
Chase Wealth Management encompasses our Chase Private Client (CPC) and Chase Investment Services businesses. Through a dedicated team of a banker and J.P. Morgan Advisor, Chase Private Client brings our affluent clients concierge banking from Chase and access to the investment expertise from J.P. Morgan. Chase Investment Services provides investment solutions to a broad range of Chase customers through Chase Investment Advisors. As an Investment Servicing Specialist you will be part of the growing Chase Digital Wealth Management and Chase Wealth Management teams.
The Client Data Associate will:
Adapt to the growing regulatory changes in the investment industry by opening and servicing brokerage accounts.
Responsible for the principal review of new accounts and servicing brokerage accounts for the firm.
Ensure compliance with all department and regulatory (AML, SEC, DOL, FINRA, etc.) requirements.
Supervise the maintenance of retail as well as managed brokerage accounts.
Aid with operation control and review procedure updates.
Support testing to validate new technology updates.
Assist with long term strategic planning for the department.
Qualifications
Must hold or obtain Series 7 and 24 licenses for this position
Candidates that currently hold the Series 7 must obtain the Series 24 within 90 days of hire date
Candidates that do not hold either the Series 7 or 24 must obtain both licenses with 120 days of hire date
hours expected will be 9am - 6pm
5 day work week including one weekend day
Brokerage experience is preferred
Management experience is helpful
Bachelor's Degree is preferred
Proven interpersonal, team-oriented skills
Results oriented team player
Strong problem solving skills
Exceptional customer service mentality
Able to organize/manage multiple priorities and projects coupled with the flexibility to quickly adapt to ever changing business needs and requirements
High attention to detail, excellent follow-through
Strong spreadsheet, database, and reporting skills. Experience with Access is preferred
Sound decision making and judgment in resolution of moderate to complex issues
Ability to communicate with department managers to facilitate operations
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or physical disability needs.
