Senior Analyst, Portfolio Communications Regulatory Compliance at PennyMac

Posted in Other 27 days ago.

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Location: Fort Worth, Texas

Job Description:
Under the direction of the FVP Compliance Program Manager, the (AVP, VP) Regulatory Compliance Analyst will provide key support, including auditing and assessments, for activities associated with the Company's Mortgage Compliance Program to ensure compliance with federal, state and agency requirements. Primary responsibilities include:
  • Assisting in coordination and preparedness for agency, investor and state exams, and CFPB origination and servicing requirements
  • Performing assessments and targeted reviews to document gaps, communicate results to lines of business, and track remediation plans
  • Performing transactional testing of required quarterly analysis for Fair Lending / Fair Servicing programs
  • Performing quarterly assessments of the AML/Fraud Program, Complaint Management System and the Service Provider Programs
  • Participating in subcommittees and working groups, as directed

Job Description
  • Performs risk assessments to support Compliance Program (60%)
  • Gather, investigate, and review additional information and conduct research and/or testing as necessary, including targeted reviews. Ensure audits are performed in a timely manner in accordance with established procedures and agency, federal and state guidelines. (30%)
  • Additional duties as assigned (10%)
  • Perform other related duties as required and assigned
  • Demonstrate behaviors which are aligned with the organization's desired culture and values

Ideal Candidate will have the following:
  • Requires experience with Compliance Programs, Agency and State exams, Fair Lending compliance
  • Strong auditing and project management skills
  • Broad knowledge of federal, state, GSE (FNMA, FHLMC, HUD) and Treasury requirements for originating and servicing loans
  • Strong working knowledge with the following software program including Microsoft Office (Excel, Word, PowerPoint, Access)
  • Excellent oral and written communication skills.
  • Ability to function independently and prioritize workload.
  • Must be highly proficient in Excel and Word
  • Must be a team player with strong attention to detail and able to work independently
  • Proven track record at delivering timely and accurate information in a fast-paced environment
  • Excellent critical thinking, problem solving, mathematical skills and sound judgment
  • Financial Services and, if possible, mortgage industry experience preferred
  • Strong business acumen and ability to interface with executive management

Years of Experience: 3

Education: None